Coordinate and prepare periodic integrity & compliance reports/updates to the relevant management committees, board committees and other stakeholders.
Undertake other tasks and responsibilities as instructed by the DRO
Caring responsibility for compliance issues for specific countries
Administering all aspects of risk policy and process
Maintaining and updating of company Compliance database
Covering FI/Investment clients, KYC/AML, investor/investment screening, FATCA and CRS expert/PPOC
Following procedures consistently and maintaining audit trails for all AML/ KYC actions taken
Monitoring of AML / KYC standards as directed Participating in meetings with global teams to suggest improvement initiatives
Trigger Know-Your-Customers (KYC) review and prepare/compile relevant documents to support/validate KYC information update with the latest and accurate information in accordance with compliance KYC standard procedure.
Preferably 3 years of experience in related experience
Preferably candidate with Corporate Secretarial knowledge
Possess extensive experience in investor client services in related industry or business/service solution vendors
Min diploma/degree in Law or related fields
Excellent Analytical skills and decision-making skills
Understanding of advanced business planning and regulatory issues
A solid grasp of data analysis and performance metrics
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