Job Responsibilities
- Coordinate and prepare periodic integrity & compliance reports/updates to the relevant management committees, board committees and other stakeholders.
- Undertake other tasks and responsibilities as instructed by the DRO
- Caring responsibility for compliance issues for specific countries
- Administering all aspects of risk policy and process
- Maintaining and updating of company Compliance database
- Covering FI/Investment clients, KYC/AML, investor/investment screening, FATCA and CRS expert/PPOC
- Following procedures consistently and maintaining audit trails for all AML/ KYC actions taken
- Monitoring of AML / KYC standards as directed Participating in meetings with global teams to suggest improvement initiatives
- Trigger Know-Your-Customers (KYC) review and prepare/compile relevant documents to support/validate KYC information update with the latest and accurate information in accordance with compliance KYC standard procedure.
Requirements
- Preferably 3 years of experience in related experience
- Preferably candidate with Corporate Secretarial knowledge
- Possess extensive experience in investor client services in related industry or business/service solution vendors
- Min diploma/degree in Law or related fields
- Excellent Analytical skills and decision-making skills
- Understanding of advanced business planning and regulatory issues
- A solid grasp of data analysis and performance metrics
- Excellent verbal and written communication skills
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